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21 Jun 2018, 6:55 am
Subsequently, the firm’s representatives sold fewer L-share contracts, and it ceased selling L-share contracts.Laura Ortega Shean (CRD #2628756, Medford, Oregon)Without admitting or denying the findings, Shean consented to the sanction and to the entry of findings that she converted approximately $124,000 in customer funds. [read post]
